Role of SEC and impact of SOX
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What are three primary roles of the SEC?
How does the Sarbanes Oxley Act augment the SEC's role in managing financial governance?
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What are three primary roles of the SEC are determined.
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What are three primary roles of the SEC?
Functions of SEC:
1) A federal agency responsible for administering federal securities laws that protect investors.
2) Ensures that securities markets are fair and honest and, if necessary, enforces securities laws through the appropriate sanctions.
3) Oversees the activities of all participants in the securities markets?including publicly held ...
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- BCom, SGTB Khalsa College, University of Delhi
- MBA, Rochester Institute of Technology
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